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Tag: U.S. Securities and Exchange Commission

SEC files charges in $25 million cannabis-related offering fraud

7/29/20--The Securities and Exchange Commission today announced charges against six individuals and their companies for defrauding investors in connection with unregistered securities offerings that raised over $25 million. Read

SEC charges Central Florida resident for fraud targeting retail investors

4/21/20--The Securities and Exchange Commission today announced charges against Lithia, Florida resident Steven L. Brickner, for allegedly defrauding more than 60 retail investors out of approximately $5.5 million through purported investments in marijuana-related companies Brickner controlled. Read